The Lokpal Debate

THE NCPRI PROPOSAL

Frequently Asked Questions

Watch the NCPRI Team explain its perspective and proposals here.

Comparison between Jan Lokpal Bill, the Government Lokpal Bill and the NCPRI Formulation (html) (pdf)

National
Anti-Corruption
Lokpal

ppt as pdf

Discussion notes

Suggested Reforms to the Central Vigilance Commission Act, 2003

ppt as pdf

Discussion notes

Judicial Standards
and
Accountability Lokpal

ppt as pdf

Discussion notes

Public Grievance
Redress
Lokpal

ppt as pdf

Discussion notes

Whistleblower
Protection
Lokpal

ppt as pdf

Discussion notes

CRITIQUING THE DRAFT OFFICIAL LOKPAL BILL (pdf)
{See also: Major Amendments Suggested to the Government's Bill. (pdf only, because it is a composite of other documents)

The draft Lokpal bill made public by the Government of India (June 21st version) does not yet have clearance from the Cabinet, but is most likely to be the version that will be introduced in Parliament. Therefore, it is important to critique it and suggest ways of improving it at this stage. Once it gets introduced in Parliament it is far more difficult for citizen’s to get their voices heard, and far more difficult to get the government to respond to those voices and agree to make the required changes. This exercise, consequently, is an effort to establish a tradition of pre-legislative public consultations on proposed laws, even though in this case what is available is an unofficial draft.

The critique of the bill that is being offered is an outcome of a series of consultations that the NCPRI, in collaboration with other associated groups and organizations, has been holding over the last nearly three months, to formulate an optimal anti-corruption and grievance redress strategy.

In a meeting held on 16th April 2011 at the Nehru Memorial Museum and Library, the consensus that emerged was that the best way of tackling corruption and redressing grievances at all levels would be through a basket of measures involving a multiplicity of institutions and measures, rather than expecting one institution to do everything for everyone. Based on this discussion, a set of general principles were drawn up and put in the public domain, detailed in the note on Collective and Concurrent Lokpal Anti-Corruption and Grievance Redress Measures. The current critique of the draft government Lokpal bill is based on these general principles and subsequent consultations.

Scope and Coverage of the Draft Lokpal Bill

Perhaps the most significant weakness of the draft Lokpal bill (henceforth the Bill) as a measure for combating corruption and redressing grievances is its very limited scope and coverage. Specifically:

1. The Bill takes cognisance of complaints regarding only the Prevention of Corruption Act. Perhaps, in order to more comprehensively cover all forms of corruption, it should also take cognisance of complaints relating to violations under Chapter IX of the Indian Penal Code, Prevention of Money laundering Act, and any other law or legal instrument that the Government of India may, from time to time, notify;
2. The bill does not cover the Prime Minister. We feel that the Lokpal should cover the Prime Minister with specific conditions.
3. This bill, apart from covering Ministers and MPs, is applicable only to grade A officers of the central government. We feel that there should be concurrent measures evolved to cover other levels of the bureaucracy, as detailed in our note on Strengthening the Central Vigilance Commission and Departmental Enquiry Processes.
4. The bill does not cover the higher judiciary and there is no indication of how the higher judiciary will be made accountable. We feel that an alternate and appropriate institution for the higher judiciary needs to be concurrently set up as detailed in our note on Judicial Values and Accountability.
5. The grievance redress mechanisms in this bill are totally inadequate and, in fact, there is no provisions for any action to be taken once a grievance is filed. We feel that grievance redress is a very important issue which requires to be dealt separately by grievance redress commissions, as detailed in our note on Lokshikayat Grievance Redress Commissions.
6. This bill does not even mention the need to provide protection to whistleblowers. We feel that there should be appropriate provisions in the bill to protect whistleblowers who have either made complaints or appeared as witnesses in front of the Lokpal. This should be in addition to a comprehensive whistleblower protection bill brought in concurrently, as detailed in our note on Loksuraksha Whistlebowers Protection Bill.

Inappropriate and Unacceptable Provisions in the Draft Lokpal Bill

There are many specific provisions of the bill that are either inappropriate or unacceptable. Specifically:
1. It is not clear why the President of the National Academy of Sciences or the senior most National Professor has been singled out to be a member of the selection committee for the chairperson and members of the Lokpal. Though it is desirable to have eminent academics in the selection committee, their number should be increased to two and one should be explicitly from the humanities and social sciences, perhaps by rotation. Perhaps two vice-chancellors from among vice-chancellors of the long established central university can be picked on a rotational basis, with one being from the sciences and the other from humanities and social sciences. (Section 4(1)(i))
2. It should be clarified that the cabinet secretary would be the secretary, and not member secretary of the selection committee. (Section 4(1)(j))
3. The setting up of a search committee should be made mandatory and should not be optional, as specified in Section 4(3). Experience with other appointments, like those of information commissioners or the CVC, suggest that high powered selection committees rarely have the time to get into the details and, therefore, the selection is significantly and unfairly influenced by the department which does the short listing. This can be established by the fact that a large number of senior officials of concerned departments nominate themselves for various sought after positions.
4. Section 9(2) allows a member of the Lokpal to be elevated to the chairmanship. This could create a conflict of interest where members would be tempted to be in the good books of the government in order to be considered for elevation.
5. The various provisions in the Bill relating to allocation of budgets and management of finances of the Lokpal don’t seem to provide the required autonomy to the Lokpal. (Sections 16, 43, 44 and 46)
6. Section 38(2) of the Bill specifies that all trials must be completed within two years. Whereas it is desirable that cases are finished speedily, putting a final limit of two years might be problematic. The Bill does not say what should be done if a case is not finished in two years, but if it means that it would then be closed, then this is not acceptable.
7. The Bill gives the President the power to decide which complaints against the Chairperson and members of the Lokpal would be referred to the Chief Justice of India, and what action should be taken, based on the advise of the CJI. However, unless the Bill specifies that this power of the President is independent of any advice that the government might give, it would actually be the government that would be exercising these powers, thereby compromising the independence of the Lokpal (Section 40).
8. The Lokpal should not be the sole authority for disposing complaints against its own officers, as this would be against the spirit of the Lokpal Act. There should be a provision for an Ombudsman or some other such authority/body, appointed by the Chief Justice of India, to hear appeals against the decisions of the Lokpal in matters relating to its own officers. (Section 41)
9. The provisions relating to imposition of penalty for so called false and frivolous or vexatious complaints is totally unacceptable. Apart from the impossibility of uniformly defining and objectively determining what is frivolous or vexatious, this would be an effective deterrence to people wanting to file even genuine complaints against important and powerful people. In order to discourage false and malicious complaints, proof of malafide intent must be a necessary pre-condition for any penal action on a false complaint, and the penalty must be restricted to a reasonable fine. (Section 50)
10. Section 57 is confusing, especially if read with Section 55. In actual fact, any offence that is cognisable under the Lokpal bill by the Lokpal should automatically not be cognisable by any other agency. This needs to be clarified.

Detailed presentations on these and other issues would be made at the meeting on 6 July 2011. The relevant notes (referred to above) will also be distributed.

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INDIA AGAINST CORRUPTION (IAC) AND THE NATIONAL CAMPAIGN FOR PEOPLE’S RIGHT TO INFORMATION (NCPRI) APPROACHES TOWARDS THE LOKPAL: AGREEMENTS AND DIFFERENCES
(pdf)

1. The IAC and the NCPRI are both committed to fighting corruption and mal-governance, and supporting the setting up of strong anti-corruption institutions.

2. The IAC envisages the Lokpal covering all public servants, and at all levels, from the PM to the peon, including ministers, elected representatives, all civil servants, and the judiciary. The NCPRI agrees.

3. The IAC envisages all these being covered by one institution, the NCPRI believes that this would make it too unwieldy, overwhelm it by sheer numbers, and concentrate too much power in the hands of a single institution. Therefore, the NCPRI proposes three different institutions:
a. A RashtriyaBhrashtacharNivaran Lokpal (National Anti-corruption Commission), to tackle corruption of all elected representatives- Prime Minister (with some safeguards), Ministers and Members of Parliament, and senior bureaucrats (Group ‘A’ officers),and all other co-accused.
b. The strengthening of theKendriyaSatarkta Lokpal (Central Vigilance Commission),to be an investigative, prosecution and appellate authority for the remaining categories of civil servants.
c. The setting up of aNyayapalika Lokpal (Judicial Accountability Commission)by strengthening the Judicial Accountability and Standards Billthat is currently before the Parliament, to investigate charges of corruption and misconduct against sitting judges.

4. The IAC proposes that the Lokpal should be independent of the government, function transparently, and have the mandate and ability to both investigate and prosecute allegations of corruption.The NCPRI agrees that this should be the case for each of the proposed three Lokpals.

5. The IAC proposes that a single Lokpal should deal not only with corruption at all levels but also function as a grievance redress mechanism. The NCPRI sees this as undesirable and impractical, especially given the numbers that would be involved and the need to tackle grievances in a decentralised manner. It, therefore, suggests the setting up of an independent, specialised and professional ShikayatNivaran Lokpal (Grievance Redress Commission) to effectively redressgrievancesin a decentralized and time-bound manner. This commission would have representativesat the rural block and urban ward level and could also become a single-window gateway for grievance redress for various central and centrally sponsored schemes like the MGNREGS.

6. The NCPRI has also proposed aneffectiveLokrakshakKanoon(Whistleblower Protection Law), by strengthening the Public Interest Disclosure and Protection to Persons Making the Disclosure Bill, that is currently before the Parliament, and ensuring that it becomes operative for all institutions that receive complaints relating to corruption and mal-governance and effectively protects the identity and interests of “whistleblowers”.

7. The IAC and the NCPRI both agree that the Lokpal, as an institution, should be replicated at the state level (through appropriate Lokayuktas).

8. Both the IAC and the NCPRI find the Government’s current Lokpal Bill, as introduced in Parliament, inadequate and in parts draconian. However, whereas the IAC seems to be demanding the withdrawal of the Government’s bill from Parliament and the introduction of its “Jan Lokpal Bill” into Parliament, the NCPRI believes that the weaknesses of the Government’s bill must first be discussed with the Parliamentary Committee that is seized with the matter and all efforts must be made to persuade the parliamentary Committee, the Government and the Parliament itself to finally pass a bill that is adequate and appropriate.

9. The NCPRI is emboldened by the experience with the RTI Act where, on the basis of various people’s groups lobbying with the concerned Parliamentary Committee and the Government, a large number of amendments were made by the Government to the official bill and the much improved bill was finally passed by the Parliament.

10. The NCPRI is committed to wide-ranging consultations with all sections of society in the process of developing any legislation, especially one that is so close to the hearts of people. It rejects the view that only governmentscan draft laws or that any one group of citizens has the sole prerogative of speaking on behalf of the people of India. It also rejects the view that mere disagreement with a viewpoint, whether that of the government or that of a group of people, can be termed as undemocratic, anti-national, or supportive of vested interests.

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FREQUENTLY ASKED QUESTIONS (pdf) (Hindi translation pdf)

Q. What is the National Campaign for Peoples’ Right to Information (NCPRI)?
The NCPRI was formed in 1996, essentially to fight for greater transparency in governance by getting state and national RTI laws enacted. It was involved in the drafting and passing of various state RTI laws and in the national RTI Act. Its founding members included Aruna Roy, Prabhash Joshi, Ajit Bhattacharjea, Prashant Bhushan, S.R. Sankaran, Prakash Kardaley, Shekhar Singh, K. G. Kannabiran, Bharat Dogra. For more details see www.righttoninformation.info .

Q. What is the NCPRI’s approach to fighting corruption?
The NCPRI feels that every public servant including the Prime Minister, all ministers, elected representatives, judges etc. should be covered by strong anti-corruption laws. In order to ensure that no one institution is overwhelmed by numbers, becomes unmanageably large, and uncomfortably powerful, the NCPRI believes that there should be 3 different institutions at the central level and corresponding appropriate institutions at the state level.

a. A Rashtriya Bhrashtachar Nivaran Lokpal (National Anti-corruption Commission), to tackle corruption of all elected representatives- Prime Minister (with some safeguards), Ministers and Members of Parliament, and senior bureaucrats (Group ‘A’ officers), and all other co-accused. Please see note no. 1 for detailed suggestions made by NCPRI to strengthen the Lokpal bill that is currently before the Parliament.

b. The strengthening of the Kendriya Satarkta Lokpal (Central Vigilance Commission), to be an investigative, prosecution and appellate authority for the remaining categories of civil servants. Please see note no. 2 for detailed suggestions made by NCPRI to appropriately amend the Central Vigilance Act.

c. The setting up of a NyayapalikaLokpal (Judicial Accountability Commission) by strengthening the Judicial Accountability and Standards Bill that is currently before the Parliament, to investigate charges of corruption and misconduct against sitting judges. Please see note no. 3 for detailed suggestions made by NCPRI to strengthen the Judicial Accountability and Standards Bill.

In addition, the NCPRI also believes that there should be a strong Whistleblower’s Protection bill applicable to these and all other institutions. Please see note no. 5 for detailed suggestions made by NCPRI to strengthen the Whistleblower’s Protection bill that is currently before the Parliament.

For more details, read about the Public Consultations held earlier.

Q. Why should the anti-corruption Lokpal not be involved in grievance redress?
The NCPRI feels this is undesirable and impractical, especially given the numbers that would be involved and the need to tackle grievances in a decentralised manner. It, therefore, suggests the setting up of an independent, specialised and professional Shikayat Nivaran Lokpal (Grievance Redress Commission) to effectively redress grievances in a decentralized and time-bound manner. This commission would have representatives at the rural block and urban ward level and could also become a single-window gateway for grievance redress for various central and centrally sponsored schemes like the MGNREGS, NRHM, RTE, etc. Please see note no. 4 for details of the grievance redress mechanism being suggested by NCPRI.

Q. Why is the Judiciary not included in your anti-corruption Lokpal?
The NCPRI is of the view that the judiciary should be made accountable through an institution set up under the Judicial Standards and Accountability Bill. This bill is already pending in Parliament but needs to be improved and strengthened. The Judiciary should be accountable to an independent institution as:
1. There is a widespread view among many experts that the inclusion of the higher judiciary within the purview of the anti-corruption Lokpal would require a Constitutional amendment, as it goes against the basic tenets of the independence of judiciary enshrined in the Indian Constitution. There is a further view that even if it was decided that it is worth amending the Constitution, that might be easier said than done. It has been argued that such an amendment would amount to changing the basic structure of the Constitution, and the Supreme Court has held that the legislature does not have the power to do so (KesavanandaBharati v. State of Kerala, AIR 1973 SC 1461).
2. There is also the problem that as the Supreme Court is the authority to hear complaints against the members of the Lokpals, it would be undesirable to have the Lokpals hear complaints against Supreme Court judges.
3. Also, it is likely that if the higher judiciary was included, the bill might itself be challenged in a high court or in the Supreme Court and might get stuck for a long period of time.

Q. Is the NCPRI opposed to the Lokpal bill as introduced in LokSabha?
Yes. The NCPRI feels that the government Lokpalbill, as introduced in the Parliament is grossly inadequate in many ways and also draconian in some. Specifically:
1. The draft bill only covers the central government and not the state governments .
2. The draft bill does not indicate how members of the higher judiciary and civil servants other than group A would be dealt with in matters of corruption.
3. It also does not cover the issue of grievance redress.
4. It leaves out the PM who the NCPRI believes should be included, though perhaps with a few safeguards.
5. It has a selection process for the Lokpal which is dominated by the government and does not have a mandatory search committee, which the NCPRI thinks is essential.
6. It undermines the independence of the Lokpal by giving the power to initiate an enquiry against the Chairman or member of the Lokpal to the government.
7. It selectively covers all peoples movements and NGOs, declaring their office bearers as public servants, something that the NCPRI thinks is uncalled for.
8. It has draconian penalty provisions against those who might make false, vexatious or frivolous complaints, threatening them with imprisonment and thereby discouraging complainants.
9. It conveniently leaves out the corporate sector from its purview even though they are perhaps the most imp factors in promoting large scale corruption.

Q. NCPRI approach requires so many new laws. Even getting one law is so difficult.
It might seem as if the NCPRI proposal is to set up five new bodies, or have five new laws. In fact, three of the laws are already Bills in parliament- Lokpal bill, Judicial Accountability and Standards bills and Whistleblower protection bill. The fourth, is the Central Vigilance Commission, which is an existing independent body and the Act would require to be amended.

The Grievance Redress Act is the only new law that will be required. This also relies on rationalising the grievance redress mechanisms in various schemes by strengthening it and building a common grievance redress architecture at the sub district level, with grievance redress authorities that can hear appeals, dispose off matters within a fixed time frame , compensate, and penalise at the District and State/Central level.
So, the NCPRI approach required strengthening existing bills which have already been introduced in Parliament, strengthening an existing institution and bringing in one new legislation.

Q. Are you engaging with the government?
The NCPRI had written to the chairperson of the Joint Drafting Committee requesting for an opportunity to present their views before the committee. Though the chairperson responded assuring that such an opportunity would be provided it seems that the committee was wound up before this could be done. Subsequently, the NCPRI sent its views to various government ministers and have also had meeting with some of them. The NCPRI will send its recommendation to the Standing Committee, and request a hearing with the Standing Committee.

Q. How will you ensure accountability of all the proposed institutions?
Each of the proposed institutions will have in-built accountability measures. For example, complaints against members of the anti-corruption Lokpal would lie with the Chief Justice of India, as would complaints against members of the proposed grievance redress commission. In addition, each of the proposed institutions would function transparently and be concurrently accountable to the people.

Q. You are proposing multiple institutes, how will a person decide where to file a complaint?
Ordinarily, where a complainant is making an accusation against a specific public servant, the complaint will lie with the appropriate body. For example, if it is against a group A officer, elected representative or Minister, it would be with the Lokpal at the Centre or Lokayukt in the state. Complaints against other officials would lie with theCentral Vigilance Commission and against the higher judiciary with the National Judicial Commission.
Where the complaint is not sure of the identity or the rank of the accused official, the law will provide (similarly to the RTI Act), for the transfer of the complaint by the institute which has received it to the appropriate institution, once that is clear.

Q. If your institutions are segmented, wont people get excluded?
The National Anti-Corruption Commission bill (RashtriyaBhrashtacharNivaranLokpal) proposed by the NCPRI provides for simultaneous coverage of all co-accused, even if by themselves they would not have been covered by the institution. So, for instance in a land deal where a member of the cabinet might be involved along with people down the line, right till the patwari at the village level, all the lower functionaries would also be investigated by the National Lokpal as co-accused.

Q. Where would CBI and similar investigative agencies come under the purview in the proposed model?
The NCPRI proposes that each of the anti-corruption institutions have the authority and staff to investigate and prosecute complaints. Consequently, they would be expected to set up their investigative wings where personnel could be drawn from the CBI and other existing investigative agencies.
As the CBI has functions other than investigation of corruption cases, for these other functions, it would remain under the government.

Q. How will speed and correctness of investigation and justice be ensured?
Each of the proposed institution lays down mandatory timeframes for enquiry, investigation and trial. It is also proposed that a protocol laying down the elements of good and timely investigation be codified and its violation be considered an offence.

Q. How would the composition of these bodies look like and how would members be selected?
The NCPRI envisages these bodies to have a diversity of expertise including former judges and eminent persons from different walks of life. The identification and selection of members of these bodies would be done by committees which comprise a multiplicity of interests, each balancing the other, in order to achieve objectivity. Therefore, typically there would be representatives of the government, the opposition party, the judiciary, and from among eminent people from various fields.

Q. Why is the NCPRI proposal such a complex articulation?
It is true that the formulation- or suggested "collective and concurrent anti-corruption and grievance redress measures" of the NCPRI is more complex than a single institution like the Jan Lokpal that covers all corruption, maladministration, and misgovernance. However, corruption and the arbitrary use of power itself is complex, and misgovernance and grievance redress even more so.

Q. Don’t you think by presenting a different view point from IAC, you are weakening civil society?
The problem of corruption is too important to be left to just one group in civil society. Besides, diversity and plurality of viewpoints, are healthy process of discussion and consultation, and are a pre-condition to an effective set of anti-corruption measures. If it wasn’t for the unwillingness of the IAC to continue the dialogue with the NCPRI and other civil society groups, it is quite possible that a consensus could have developed after extensive discussions among most, if not all of civil society.

Q. Why is the NCPRI not working with ‘Team Anna’/ India Against Corruption (IAC)?
The NCPRI had organised various meetings in the last few months to discuss anti-corruption and grievance redress measures, including the proposed Lokpal bill and various members of IAC attended these meetings. This dialogue continued till such point that IAC took a public stand that their version of the Jan Lokpalk bill was final and warranted no change. Statements were made that anybody that disagreed with their bill was either corrupt or supported the corrupt. In the light of this, it was no longer possible to constructively and meaningfully work or interact with IAC. However, more recently, members of the IAC, some of whom are also members of the NCPRI, have again started discussing the different approaches to addressing corruption and grievances.

Q. Why are you stratifying institutions to look at different levels of corruption? Is this done in any existing institution?
Currently there are nearly 42 lakh people under regular employment of the Central Government. It would be physically and logistically impossible for one organization like the National Anti-Corruption Commission (RashtriyaBhrashtacharNivaranLokpal) to deal with complaints regarding all these employees. It would also seem to be a misuse of the unique ability and strengths of the Lokpal to divert them to thousands of complaints of routine and petty corruption. Therefore, clearly there is a need to limit the scope of the Lokpal, otherwise it would soon degenerate either into an organization with backlogs running into millions (like our court system), or become so large and unwieldy that not only would it become impossible to effectively manage and ensure its integrity (like the Income Tax Department), but it would also consume huge public resources without being cost effective.

The main reasons why the National Anti-Corruption Commission (RashtriyaBhrashtacharNivaranLokpal) is being focused on just the political leadership and group A officers (and all co-accused) are:
a) They are the ones who have, in the current dispensation, the least amount of checks and balances.
b) Often the scams that they are involved with are very complex and need great effort and ability to unravel, and enormous resources to follow through (like the recent 2G, Karnataka/Andhra Pradesh mining, and the CWG scams, just to name a few). These sorts of abilities and resources would be available with the Lokpal Commission, and it would be a pity, and also not cost effective, to waste them on cases which could easily be investigated by other existing institutions.
c) These are also the category of people who have vast influence and money power, and an institution with the stature and independence of the proposed Lokpal Commission is essential to neutralize this influence and power and to ensure that a proper investigation is conducted.
d) Invariably, scams involving senior politicians, ministers and senior civil servants involve huge amounts of public resources and the enormous cost involved in maintaining the Lokpal and its complement of officers can be best justified if they concentrate on these large scams, whose prevention and detection would lead to the saving or recovery of large amounts of public resources that could be given back to the general public, to whom they rightfully belong.
e) Considering the PM, Ministers and senior civil servants are individually supervisory authorities, and the MPs collectively so, as the corrupt are exposed and weeded out the overall tone of governance is bound to improve, making it more difficult and risky for the subordinate officers to continue to be corrupt. A positive message will also go out that even the most powerful are not beyond the reach of the law. It would also go a long way in removing the widespread cynicism that prevails today about how only the small fry get caught while the big fish always escape!
f) Undoubtedly, the ideal situation would have been if corruption at all levels could be given the type of attention that the Lokpal promises to give corruption in high places. However, given the size of the problem, that does not seem to be possible at this stage. Any effort to significantly increase the scope of the Lokpal will invariably result in it becoming as ineffective and overburdened as most of our other anti-corruption institutions. Perhaps the correct way is to start small and then to expand in phases, as the capacity of the Lokpal Commission develops, it gains experience, and it succeeds in controlling corruption at high places.

In India atleast 9 State Lokayuktas (out of 12 looked at) have stratified systems, wherein junior public servants are looked at by Up-lokayuktas and senior public servants are investigated by the Lokayuktas.

Q. Where can I send my comments/suggestions on the NCPRI's proposal?
Please send all feedback and comments to [email protected].

Q. Can I see the NCPRI draft?
The NCPRI has suggested detailed amendments to the current Lokpal bill (as introduced in Lok Sabha). These can be seen at www.righttoinformation.info

Q. Is this not the government's version since it is associated with the NAC, a government body?
There are 28 members in the NCPRI working committee of which only two (Aruna Roy and Harsh Mander) are members of the NAC. The NCPRI is an independent, autonomous network of transparency and accountability advocates. The NCPRI’s involvement with the legislative process to deal with corruption and arbitrary use of power began with the demand for an RTI law in 1996.
Some members of NCPRI also happen to be members of the NAC.
The NCPRI is not in any manner affiliated to or supported by the NAC.

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Last update: September 1, 2011 1:04 PM (IST)